Company: Brightwater
Location: Dublin

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Dublin

Permanent

    Team Lead/ Manager required to join a leading global financial services provider in their Centre of Excellence in Dublin 2. This role requires a professional to have 5 years’ plus experience across AML/KYC within the fund management, asset management or investment management arena.
    You will be fluent in English and French.

    Reporting into a Senior Manager with a dotted line to a director in Luxembourg. The successful applicant will be responsible for providing support to the Luxembourg Centre of Excellence by bringing analytical thinking, skills and experience to assigned projects to support first line of defense (LOD) AML/KYC activities. The Quality Assurance Team is responsible for the Quality Assurance of the AML/KYC activities performed by Global Due Diligence I&TS, TA Registers (Shareholders Services, Private Capital Services) I&TS and its Branch/Subsidiaries performed in Luxembourg or Canada.

    About You (Must-have)
  • Fluency in French
  • Possess extensive knowledge of European AML/KYC regulatory requirements such as requirements in Luxembourg, Ireland, UK and France for Bank’s client and Investors.
  • Experience as Auditor, Risk Management or Compliance.
  • Exercises good judgment, confidentiality and discretion in communicating with colleagues and partners.
  • Demonstrates the ability to manage competing priorities, escalate as required, and adhere to established policies and procedures.
  • Responsibilities


    Quality Assurance:

  • Review the quality of completed KYC records using pre-defined test scripts which are based on Procedure, Guideline, Policies, Internal rules and Processes
  • Perform root cause analysis and make recommendations for addressing identified deficiencies or improvements to business processes
  • Identify key issues, risks, trends, observations and provide reporting of results to key stakeholders
  • Perform testing control on files to ensure that client information obtained is of high quality, and satisfies not only local regulatory requirements
  • Interact with process partners to drive and facilitate the AML/KYC review process
  • participate in process standardization and improvement discussions with process partners

  • AML Initiatives:

  • Develop, or assist with the development of policies, procedure and other documents that govern the activities of the COE’s Luxembourg, Dublin and the global Hub as assigned by the Manager/Director, Due Diligence Europe

  • Training:

  • Identify training needs through the QA testing report and provide, or assist to provide training to the COE’s Luxembourg, Dublin and the global Hub as well as other sales or operational units within I&TS.
  • Coordinate the TA SHS Training Program
  • Interact with process partners to drive and facilitate the AML/KYC review process
  • BCP: Coordinate and regularly review the BCP
  • For more information about this job, or other AML Jobs, Compliance Jobs and Financial Services Jobs, contact Dara Carroll by e-mail in Brightwater at 01-662 1000 or click ‘Apply’ below.